David Edward Bucholtz

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → Present
  Commonwealth Financial Network
  Waltham, MA
• 02/2005 → Present
  Bucholtz & Germo
  Willoughby Hills, OH
• 08/2019 → Present
  Michael Germo Dba Financial Planning Resources
  Mentor, OH

Previous Registrations

• 2019-08-26 → 2023-01-01
  Financial Planning Resources, Inc.
  Willoughby Hills, OH
  Willoughby Hills, OH
• 2003-05-13 → 2003-07-03
  Lpl Financial Llc
  Muskegon, MI
• 2001-05-16 → 2003-05-12
  A. G. Edwards & Sons, Inc.
  Chardon, OH

Other Businesses

1. Fixed insurance sales; as of 4/29/11; 3% of time spent during business hours; Conducted at branch location; Investment related.. 2. President and Owner, Bucholtz Consulting, LLC, private entity created to operate securities and insurance business; as of 2004, 95% of time spent during business hours; conducted at branch location; investment related. 3. Tax Preparation, Financial Planning Resources; as of 01/01/2024; 3% of time spent during business hours; conducted at branch; Not investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-07-13

Designations

• Certified Financial Planner