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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-23 |
| TX | RA | APPROVED | 2026-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Elevation Llc | Charlotte | NC | 05/2016 | 02/2026 |
| Prodeo Asset Management, Inc. | Charlotte | NC | 04/2017 | 10/2023 |
| Sallux Investments, Llc | Charlotte | NC | 09/2023 | Present |
| Stephens Inc. | Charlotte | NC | 02/2026 | Present |
He serves as Advisor to Sallux Investments LLC since November 2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-14 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-01 |
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