Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-21 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 10/2006 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
NAME OF OTHER BUSINESS: IVAN GONZALEZ FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: 100 N. BRAND BLVD. SUITE 503 GLENDALE CA 91203; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES & INSURANCE, START DATE: 7/1995, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF TRADING HOURS PER WEEK: 30, POSITION/TITLE/RELATIONSHIP: 100% OWNER, BRIEF DESCRIPTION OF DUTIES: SELL SECURITIES &FIXED INSURANCE; NAME OF OTHER BUSINESS: REAL ESTATE RENTAL, INVESTMENT RELATED: NO, ADDRESS: 19510 HALSTED ST NORTHRIDGE CA 91324; NATURE OF BUSINESS: GUEST HOUSE RENTAL, START DATE: 7/2016, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: 100% OWNER, NAME OF OTHER BUSINESS: REAL ESTATE RENTAL, INVESTMENT RELATED: NO, ADDRESS: 9018 COSTELLO AVE PANORAMA CITY CA 91402; NATURE OF BUSINESS: GUEST HOUSE RENTAL, START DATE: 7/2016, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: 100% OWNER, NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE INSURANCE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-20 |
Reach out to this advisor