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Ivan Cid Gonzalez

Cetera Investment Advisers LLC

Glendale, CA

CRD 2598229

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21

Branch Locations

100 N. Brand Blvd #503, Glendale, CA 91203 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 10/2006 10/2016
Cetera Advisors Llc Denver CO 10/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 10/2006 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2006-10-23 → 2016-10-03
    Investors Capital Corp.
    Tustin, CA
    Lynnfield, MA
    Lynnfield, MA
    Lynnfield, MA
    Lynnfield, MA
    Glendale, CA
    Tulsa, OK
    Glendale, CA
    Lynnfield, MA
    Tustin, CA
    Lynnfield, MA
  • 2005-01-11 → 2005-05-03
    Glendale, CA
  • 1997-12-15 → 2005-01-12
    Glendale, CA
Other Businesses

NAME OF OTHER BUSINESS: IVAN GONZALEZ FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: 100 N. BRAND BLVD. SUITE 503 GLENDALE CA 91203; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES & INSURANCE, START DATE: 7/1995, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF TRADING HOURS PER WEEK: 30, POSITION/TITLE/RELATIONSHIP: 100% OWNER, BRIEF DESCRIPTION OF DUTIES: SELL SECURITIES &FIXED INSURANCE; NAME OF OTHER BUSINESS: REAL ESTATE RENTAL, INVESTMENT RELATED: NO, ADDRESS: 19510 HALSTED ST NORTHRIDGE CA 91324; NATURE OF BUSINESS: GUEST HOUSE RENTAL, START DATE: 7/2016, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: 100% OWNER, NAME OF OTHER BUSINESS: REAL ESTATE RENTAL, INVESTMENT RELATED: NO, ADDRESS: 9018 COSTELLO AVE PANORAMA CITY CA 91402; NATURE OF BUSINESS: GUEST HOUSE RENTAL, START DATE: 7/2016, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: 100% OWNER, NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE INSURANCE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-05
S63 Uniform Securities Agent State Law Examination 1995-04-20
  • S65 Uniform Investment Adviser Law Examination
    2006-12-05
  • S63 Uniform Securities Agent State Law Examination
    1995-04-20
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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