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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2011-07-05
  • WV RA
    APPROVED
    Since 2011-07-05

Branch Locations

111 E Washington St, Charles Town, WV 25414 • United States

1318 W. Washington St., Harpers Ferry, WV 25425 • United States

119 Cowardly Lion Dr., Hedgesville, WV 25427 • United States

115 The Plains Road Ste 150, Middleburg, VA 20118 • United States

446 Madison Trade Plaza, Leesburg, VA 20175 • United States

1101 Frederick Street, Hagerstown, MD 21740 • United States

1201 Wolf Rock Drive Ste 125, Purcellville, VA 20132 • United States

9738 Tuscarora Pike, Martinsburg, WV 25403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bct Martinsburgq WV 05/2007 Present
Lpl Financial Llc Charles Town WV 07/2011 Present
  • 05/2007 → Present
    Bct
    Martinsburgq, WV
  • 07/2011 → Present
    Charles Town, WV
Previous Registrations
  • 2007-07-09 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Martinsburg, WV
    Charlotte, NC
    Charles Town, WV
  • 2002-06-03 → 2007-04-09
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Martinsburg, WV
    Charlotte, NC
Other Businesses

1.05/31/2011; Investment products and services are offered through LPL Financial LLC using the DBA/trade name BCT Investments; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.10/24/2019; BCT Bank, BCT Wealth Advisors; Financial Institution Duty; Investment Related; at Reported Business Location(s); Start Date 04/02/2007; 80hrs/mth; 70hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-11
S65 Uniform Investment Adviser Law Examination 1995-05-11
  • S63 Uniform Securities Agent State Law Examination
    1995-05-11
  • S65 Uniform Investment Adviser Law Examination
    1995-05-11
Other Names
  • Leslie Smith Crabill
  • Leslie D Smith
  • Leslie Danielle Smith

View on SEC IAPD

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