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Matthew Neiger

J.P. Morgan Securities LLC

Santa Cruz, CA

Carmel, CA

Sacramento, CA

CRD 2598102

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-06
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-10-06
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

730 Ocean Street, Santa Cruz, CA 95060 • United States

San Carlos & 6Th Street, Carmel, CA 93921 • United States

4741 Madison Ave, Floor 02, Sacramento, CA 95841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Capitola CA 10/2012 07/2019
J.P Morgan Securities, Llc Santa Cruz CA 08/2019 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    San Jose, CA
    Capitola, CA
    Salinas, CA
    Santa Cruz, CA
    Watsonville, CA
  • 2006-02-21 → 2009-05-02
    Wamu Investments, Inc.
    Capitola, CA
    Capitola, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-06-06
  • S63 Uniform Securities Agent State Law Examination
    1995-06-06
Other Names
  • Matthew Theodore Neiger

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
EDWARD JONES
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Nearby Investors

TIFFANY DANIELLE HAMMER
NIKOLAS MARSHAL BARR
NAYANA T D DARRAH

Nearby Offices

MORGAN STANLEY · Santa Cruz, CA
EDWARD JONES · SCOTTS VALLEY, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Scotts Valley, CA

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