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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-12 |
| WI | RA | APPROVED | 2009-06-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | West Bend | IN | 04/2009 | Present |
1. Matheson Brands, LLC; N4949 W County Rd A, Plymouth, WI 53073; Deer hunting/sports products; VP and minority owner; Product development and attend trade shows; 12/01/2009; 40 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. I AM Brands LLC; N4949 W County Road A, Plymouth, WI 53073; focused on products for coaching youth sports; Member; primarily R&D of products and testing; 12/15/2020; 20 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 3. Tufte Roots LLC; N4949 W County Road A Plymouth, WI 53073; Owns family vacation land. No business activity; member of llc. no position; none other than vote if we sell the land; 12/01/2025; 0hrs/day; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-05 |
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