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David James Heflin

Neuberger Berman Bd LLC

Chatham, NJ

New York, NY

CRD 2597813

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-09
NY RA APPROVED 2024-05-09
  • NJ RA
    APPROVED
    Since 2024-05-09
  • NY RA
    APPROVED
    Since 2024-05-09

Branch Locations

Chatham, NJ • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman,Sachs & Co. New York NY 05/2005 07/2019
Fs Investment Solutions, Llc Philadelphia PA 07/2019 12/2021
Fs Investments Philadelphia PA 07/2019 12/2021
Fs Investment Solutions, Llc Philadelphia PA 01/2022 01/2024
Fs Investment Solutions, Llc Philadelphia PA 01/2024 05/2024
Neuberger Berman New York NY 05/2024 Present
  • 05/2005 → 07/2019
    Goldman,Sachs & Co.
    New York, NY
  • 07/2019 → 12/2021
    Fs Investment Solutions, Llc
    Philadelphia, PA
  • 07/2019 → 12/2021
    Fs Investments
    Philadelphia, PA
  • 01/2022 → 01/2024
    Fs Investment Solutions, Llc
    Philadelphia, PA
  • 01/2024 → 05/2024
    Fs Investment Solutions, Llc
    Philadelphia, PA
  • 05/2024 → Present
    Neuberger Berman
    New York, NY
Previous Registrations
  • 2004-07-16 → 2005-04-26
    Rittenhouse Asset Management, Inc.
    Radnor, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-18
S63 Uniform Securities Agent State Law Examination 1995-05-23
  • S65 Uniform Investment Adviser Law Examination
    1995-07-18
  • S63 Uniform Securities Agent State Law Examination
    1995-05-23
Designations
  • Certified Financial Planner

View on SEC IAPD

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