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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-05-09 |
| NY | RA | APPROVED | 2024-05-09 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman,Sachs & Co. | New York | NY | 05/2005 | 07/2019 |
| Fs Investment Solutions, Llc | Philadelphia | PA | 07/2019 | 12/2021 |
| Fs Investments | Philadelphia | PA | 07/2019 | 12/2021 |
| Fs Investment Solutions, Llc | Philadelphia | PA | 01/2022 | 01/2024 |
| Fs Investment Solutions, Llc | Philadelphia | PA | 01/2024 | 05/2024 |
| Neuberger Berman | New York | NY | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-23 |
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