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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-01-15 |
Branch Locations
3333 Finley Rd Ste 500, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Downers Grove | IL | 12/2012 | Present |
| Principal Securities, Inc. | Downers Grove | IL | 03/2016 | Present |
| Union Financial, Inc. | Downers Grove | IL | 09/2021 | Present |
***Fixed Insurance; Investment Related; Downers Grove, IL; Agent; Life, Health; Start Date: 10/18/2017; 1 hrs per month; during trading hours..***Rental Property; Not Investment Related; Naperville, IL; Owner; Receives income from rental property; Start Date: 10/01/2017; 4 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-04 |
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