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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2017-09-20 |
| TX | RA | APPROVED_RES | 2006-09-28 |
| CA | RA | APPROVED | 2001-03-09 |
Branch Locations
660 Newport Center Dr Ste 800, Newport Beach, CA 92660 • United States
10845 Griffith Peak Dr Ste 690, Las Vegas, NV 89135 • United States
Las Vegas, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Irvine | CA | 08/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Las Vegas | NV | 03/2020 | Present |
Other Business Activities; music distribution; selling original songs; 8116 Walden Lake stLas Vegas NV 89131, ,; ; 11/29/2017; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-26 |
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