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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-02-08 |
| MN | RA | APPROVED | 2024-02-06 |
Branch Locations
1776 Pleasant Plain Road, Fairfield, IA 52556 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | St Paul | MN | 09/2014 | 11/2019 |
| Planmember Securities Corporation | Carpinteria | CA | 11/2019 | 11/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2024 | Present |
| Unemployed | St. Paul | MN | 11/2023 | 01/2024 |
CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2022 AS ADVISORY REP OF AN RIA. INV REL, 160 HR/MO, 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-04 |
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