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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-11-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 02/2000 | 09/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 07/2012 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | Rogers | AR | 09/2022 | Present |
1.)BROOKS INVESTMENT GROUP; DBA. 160 HOURS PER MONTH 06/14/2004 2.) Secondstreetproperties LLC; Partner; Real Estate; Start date 10/30/2015; 4 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-06 |
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