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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2018-10-19 |
| TX | RA | APPROVED_RES | 2018-10-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Hot Springs | AR | 03/2009 | 10/2018 |
| Wells Fargo Advisors Financial Network, Llc | Hot Springs | AR | 10/2018 | Present |
R. CROSS ASSET MANAGEMENT, LLC, INVT RELATED, HOT SPRINGS, AR, 100% OWNERSHIP, START DATE 10/15/2018, 200 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-20 |
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