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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2007-06-28 |
Branch Locations
1120 Military Cutoff Rd, Wilmington, NC 28405 • United States
146 Western Blvd, Jacksonville, NC 28546 • United States
900 Henderson Dr, Jacksonville, NC 28540 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wilmington | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wilmington | NC | 11/2016 | Present |
ESTATE OF MAX GUGGENHEIMER JR; INV RELATED;LYNCHBURG,VA; ESTATE SETTLEMENT ;Power of Attorney START DATE: 06/22/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-19 |
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