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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2010-01-04
  • WI RA
    APPROVED
    Since 2010-01-04

Branch Locations

10 Phoenix Ave, Cedar Grove, WI 53013 • United States

947 Center Avenue, Oostburg, WI 53070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments, Inc. Madison WI 08/2007 Present
Oostburg Financial Services Oostburg WI 08/2007 Present
Previous Registrations
  • 2006-01-03 → 2007-08-07
    Cuna Brokerage Services, Inc.
    Sheboygan, WI
    Sheboygan, WI
Other Businesses

1)Oostburg Financial Services - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-23
S63 Uniform Securities Agent State Law Examination 1995-05-19
  • S66 Uniform Combined State Law Examination
    2005-12-23
  • S63 Uniform Securities Agent State Law Examination
    1995-05-19

View on SEC IAPD

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