Andrew Eric Keller

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 10/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 08/2012 → 10/2020
  Bank Of America, N.A.
  Boston, MA
• 10/2020 → Present
  Ubs Financial Services Inc
  Boston, MA

Previous Registrations

• 2012-05-30 → 2020-10-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
  Boston, MA
• 2009-06-01 → 2012-06-04
  Morgan Stanley
  Atlanta, GA
• 2006-10-19 → 2009-06-01
  Citigroup Global Markets Inc.
  Atlanta, GA

Other Businesses

1. New England Flag FootballSports league, One of four directors for the town of Marblehead flag football league. Act as liaison between 1. New England Flag Football main office and the Marblehead families who participate in flag football in our town. Assist with creating rosters, delivering equipment (jerseys, flags, footballs, etc.) to coaches, setting up taking down fields on game day, answering questions from parents and coaches, start date-3/15/2022MA Beverly United States-01915.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-13

Designations

• Certified Financial Planner

Other Names

• Andrew Eric Keller
• Andrew E Keller