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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2020-10-06
TX RA APPROVED 2020-10-02
  • ME RA
    APPROVED
    Since 2020-10-06
  • TX RA
    APPROVED
    Since 2020-10-02

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 05/2012 10/2020
Bank Of America, N.A. Boston MA 08/2012 10/2020
Ubs Financial Services Inc Boston MA 10/2020 Present
Previous Registrations
Other Businesses

1. New England Flag FootballSports league, One of four directors for the town of Marblehead flag football league. Act as liaison between 1. New England Flag Football main office and the Marblehead families who participate in flag football in our town. Assist with creating rosters, delivering equipment (jerseys, flags, footballs, etc.) to coaches, setting up taking down fields on game day, answering questions from parents and coaches, start date-3/15/2022MA Beverly United States-01915.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-13
  • S66 Uniform Combined State Law Examination
    2006-10-13
Designations
Other Names
  • Andrew Eric Keller
  • Andrew E Keller

View on SEC IAPD

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Other Offices

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