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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-11
CT RA APPROVED 2003-10-01
  • NY RA
    APPROVED
    Since 2024-09-11
  • CT RA
    APPROVED
    Since 2003-10-01

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodway Country Club Darien CT 03/1990 Present
Ubs Financial Services Inc. Stamford CT 10/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-30
  • S66 Uniform Combined State Law Examination
    2003-09-30
Other Names
  • Sandra L Bright

View on SEC IAPD

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