Matthew James Plocher

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1991 → 04/2025
  Northwestern Mutual Life Insurance Company
  Milwuakee, WI
• 03/1995 → 04/2025
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 10/2005 → 04/2025
  Northwestern Mutual Investment Services, Llc
  Glen Carbon, IL
• 05/2011 → 04/2025
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 05/2025 → Present
  Northwestern Mutual Investment Services Llc
  Milwaukee, WI
• 05/2025 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2025 → Present
  Northwestern Mutual Investment Services Llc
  Milwaukee, WI

Other Businesses

1. PLOCHER HOLDING COMPANY, 515 S FLOWER ST 33RD FL, LOS ANGELES, CA 90071, 100% OWNER, ENTITY ESTABLISHED TO FACILITATE OPERATIONS EXPENSES, INVESTMENT-RELATED, START 01/2014, NO TIME DEDICATED DURING TRADING HOURS. 2. LA CANADA FLINTRIDGE EDUCATIONAL FOUNDATION; INVESTMENT-RELATED; NON-PROFIT; ENDOWMENT FUND COMMITTEE MEMBER; GENERAL BOARD MEMBER DUTIES; JUNE 2014. 3. STRATEGIC LEADERSHIP SYSTEMS - UNCATCHABLE LEAD 2020, 50% OWNER, 505 SOUTH FLOWER, LOS ANGELES, , CALIFORNIA, 90071, UNITED STATES OF AMERICA, BUSINESS RELATED COACHING, START DATE: 12/17/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, LEADERSHIP CONSULTING

Exams

• S66 Uniform Combined State Law Examination
  2005-10-14
• S63 Uniform Securities Agent State Law Examination
  1999-03-08

Other Names

• Matt Plocher