Barry Nelson Roderick

Equitable Advisors, LLC

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Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-03-21

FL RA
APPROVED

Since 2017-03-21

Branch Locations

Orlando, FL • United States

5337 Millenia Lakes Blvd. Suite 405, Orlando, FL 32839 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Collaborative Wealth Management Inc	Lake Mary	FL	01/2016	03/2017
Lpl Financial Llc	Lake Mary	FL	02/2016	03/2017
Axa Advisors, Llc	New York	NY	03/2017	06/2020
Equitable Advisors, Llc	New York	NY	03/2017	Present

01/2016 → 03/2017

Collaborative Wealth Management Inc

Lake Mary, FL
02/2016 → 03/2017

Lpl Financial Llc

Lake Mary, FL
03/2017 → 06/2020

Axa Advisors, Llc

New York, NY
03/2017 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2016-08-15 → 2017-01-27

Collaborative Wealth

Lake Mary, FL
2009-10-30 → 2015-12-11

Securian Financial Services, Inc.

Maitland, FL
2005-07-06 → 2009-09-21

Msi Financial Services, Inc.

Orlando, FL

Orlando, FL
1995-03-16 → 2005-06-23

Equitable Advisors, Llc

Orlando, FL

Other Businesses

Power of Attorney (POA) for Mother.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-08
S63	Uniform Securities Agent State Law Examination	1995-03-10

S65 Uniform Investment Adviser Law Examination

1999-06-08
S63 Uniform Securities Agent State Law Examination

1995-03-10

View on SEC IAPD

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