Sean Marcus Gallup

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 03/2020
  Fidelity Brokerage Services Llc
  Greenwood Village, CO
• 10/2020 → 11/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 10/2020 → 11/2021
  Tiaa
  Denver, CO
• 03/2020 → 10/2020
  Unemployed
  Parker, CO
• 11/2021 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 07/2018 → 03/2020
  Fidelity Personal And Workplace Advisors
  Boston, MA

Previous Registrations

• 2020-12-22 → 2021-11-24
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 2018-07-13 → 2020-04-14
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2013-10-16 → 2018-07-13
  Strategic Advisers Llc
  Greenwood Village, CO
• 2005-03-11 → 2013-09-16
  Tiaa-Cref Individual & Institutional Services, Llc
  Glendale, CO
  Denver, CO
  Denver, CO
• 2005-03-10 → 2005-03-24
  Tiaa-Cref Trust Company, Fsb
  St. Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2005-03-09
• S63 Uniform Securities Agent State Law Examination
  1999-11-24

Other Names

• Sean Marcus Gallup
• Sean Gallup