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Robert Horowitz

Robert Horowitz Wealth Management

Mill Valley, CA

CRD 2595723

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Employer firm

Robert Horowitz Wealth Management CRD 127800

$101M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Robert Horowitz Wealth Management

Larkspur, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-10-23
  • CA RA
    APPROVED
    Since 2003-10-23

Branch Locations

Mill Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert V. Horowitz, Llc Mill Valley CA 06/2003 Present
  • 06/2003 → Present
    Robert V. Horowitz, Llc
    Mill Valley, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-27
  • S65 Uniform Investment Adviser Law Examination
    1995-02-27
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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