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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-18
GA RA APPROVED 2024-10-15
PA RA APPROVED 2024-10-15
  • NY RA
    APPROVED
    Since 2024-10-18
  • GA RA
    APPROVED
    Since 2024-10-15
  • PA RA
    APPROVED
    Since 2024-10-15

Branch Locations

400 Post Avenue Suite 201, Westbury, NY 11590 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Phoenix Home Life Melville NY 09/1994 Present
Hartford Equity Sales Company Inc. Simsbury CT 03/1999 Present
American Portfolios Financial Services, Inc Roslyn NY 01/2004 10/2024
Osaic Advisory Services Atlanta GA 10/2024 Present
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 09/1994 → Present
    Phoenix Home Life
    Melville, NY
  • 03/1999 → Present
    Hartford Equity Sales Company Inc.
    Simsbury, CT
  • 01/2004 → 10/2024
    American Portfolios Financial Services, Inc
    Roslyn, NY
  • 10/2024 → Present
    Osaic Advisory Services
    Atlanta, GA
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
Previous Registrations
  • 2004-03-01 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1. BELLUCCI INSURANCE BROKERAGE POSITION: president NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2007 ADDRESS: 400 Post Ave. Ste 201, WESTBURY NY 11590, United States DESCRIPTION: Sale of casualty and property insurance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-04
  • S63 Uniform Securities Agent State Law Examination
    1995-04-04
Designations

View on SEC IAPD

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