Lawrence Edward Peterson

Employer firm

Global View Capital Management LLC CRD 158292

$775M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISER TO OTHER ADVISERS & ADVICE TO PARTICIPANTS OF 401(K), 403B, 457 AND SIMPLE RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Amway Global
  Ada, MI
• 01/2014 → 11/2023
  Purshe Kaplan Sterling Investments
  Albany, NY
• 01/2014 → Present
  Global View Capital Management. Llc
  Waukesha, WI
• 11/2010 → Present
  Global View Capital Insurance Services, Llc
  Waukesha, WI
• 05/2013 → Present
  Global View Capital Advisors, Llc
  Waukesha, WI

Previous Registrations

• 2010-11-03 → 2013-12-31
  The Strategic Financial Alliance, Inc.
  Atlanta, GA
  Wausau, WI
• 2006-07-17 → 2010-11-02
  Investment Advisors International, Inc.
  Wausau, WI
• 2004-12-16 → 2006-08-25
  Transamerica Financial Advisors, Llc
  Stevens Point, WI

Other Businesses

[1] AMWAY; NOT INVESTMENT RELATED; ADDRESS: 2002 JACKSON STREET MOSINEE,WI 54455; NATURE: RETAIL PRODUCTS; POSTION: BENEFICIARY OF SPOUSE CO; STARTED: OCTOBER 2009; APPROX. ZERO HRS/MO OUTSIDE TRADING; APPROX. ZERO HRS/MO DURING TRADING; RESPONSIBILITIES: MY SPOUSE AND I WERE IN AN IBO WITH AMWAY AND MY NAME IS ON THE ACCOUNT. I DO NOT RECRUIT OR DO BUSINESS WITH THIS COMPANY. IT IS FOR SUCCESSION PURPOSES ONLY. [2] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2010; APPROX. 136.5 HRS/MONTH DURING TRADING HOURS; APPROX. 20 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS AND FIXED ANNUITIES. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05.10.2023; APPROX. 136.5 ADVISORY HRS/MONTH DURING TRADING HOURS; APPROX. 20 ADVISORY HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 01.25.2023; APPROX. 10 HRS/MONTH DURING TRADING HOURS; APPROX. 4 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-22
• S63 Uniform Securities Agent State Law Examination
  1995-03-31

Other Names

• Pete Peterson