Daniel King Ott

Current Employers

Employment History

• 05/2016 → Present
  Lpl Financial, Llc
  Windsor, CA
• 05/2016 → 07/2026
  Strategic Wealth Advisors Group
  Windsor, CA
• 11/2003 → Present
  Asset Protection Strategies Group, Inc
  Windsor, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-07-06 → 2026-06-26
  Mariner Advisor Network
  Windsor, CA
• 2016-05-12 → 2016-07-06
  Strategic Wealth Advisors Group
  Windsor, CA
• 2007-07-18 → 2016-05-13
  Cetera Advisors Llc
  Greenwood Village, CO
  Boardman, OH
  Greenwood Village, CO
  Windsor, CA
• 2004-05-14 → 2007-07-18
  Legacy Advisory Services, Inc.
  Windsor, CA

Other Businesses

1. 05/11/2016 - UNIFIED WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ WINDSOR, CA 2. 05/11/2016 - ASSET PROTECTION STRATEGIES GROUP, INC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 1%/ WINDSOR, CA 3. 05/11/2016 - MORTGAGE AND REAL ESTATE BROKERAGE/ MORTGAGE, REAL ESTATE SERVICES/ 0%/ 8733 LAKEWOOD DRIVE, SUITE 210, WINDSOR, CA 95492 4. 05/11/2016 - NON-ANNUITY BUSINESS/ NON-VARIABLE INSURANCE/ 10%/ WINDSOR, CA 5. 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-15
• S63 Uniform Securities Agent State Law Examination
  1995-03-28

Other Names

• Dan King Ott
• Dan K Ott