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4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-06-05 |
Branch Locations
31400 Winterplace Parkway Suite 100, Salisbury, MD 21804 • United States
4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Bank Of Md | Baltimore | MD | 01/1996 | 09/2016 |
| Allfirst Brokerage Corporation | Baltimore | MD | 01/1996 | 09/2016 |
| M&T Securities, Inc. | Buffalo | NY | 05/2003 | 09/2016 |
| Lpl Financial, Llc | Salisbury | MD | 09/2016 | 06/2020 |
| Capitol Securities Management, Inc | Salisbury | MD | 06/2020 | Present |
1) Name of Business: Outten Financial LLC Investment-related: No Address: 31400 WINTERPLACE PARKWAY SUITE 100 SALISBURY, MD 21804 Nature of the other business: For tax puproses only Position, title, or relationship with the other business: none Start date: ongoing Approx # of hours/month you devote to the other business: 0 Approx #of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: 2)Doing Business As: HAMMOND WEALTH MANAGEMENT, LLC Investment-related: Yes Address: 31400 WINTERPLACE PARKWAY, SALISBURY MD 21804.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-05 |
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