Mary Chan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 07/2023
  First Republic Bank
  New York, NY
• 07/2012 → 10/2023
  First Republic Securities Company
  New York, NY
• 09/2023 → 06/2025
  J.P. Morgan Securities Llc
  New York, NY
• 10/2023 → 06/2025
  Jp Morgan Chase Bank, N.A.
  New York, NY
• 06/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2007-11-29 → 2012-05-03
  Hsbc Securities (Usa) Inc.
  New York City, NY
  New York, NY

Other Businesses

I*2570269, Entity Type Entity Charitable, Name of OBA: Chinatown Health Clinic Foundation Address: New YorkNew York10013 Investment Related:No Position, Title, Association: Board Member Employee Start Date: 06/20/2025No Hours:5 monthly No Hours during trading: 0 Duties:The Clinic Foundation raises funds to support the work of the C B. W Health Center, a community health organization. Attend quarterly board meetings, introduce the clinic's work to potential supporters.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-14
• S63 Uniform Securities Agent State Law Examination
  1995-04-24