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Current Employers
North Star Investment Management Corporation

20 N. Wacker Drive Suite 2027, Chicago, IL 60606-2902 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-01-05
  • IL RA
    APPROVED
    Since 2009-01-05

Branch Locations

20 N. Wacker Drive Suite 2027, Chicago, IL 60606-2902 • United States

332 Skokie Valley Rd. Suite 221, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Investment Services, Inc. Chicago IL 01/2009 10/2016
North Star Benefits Llc Highland Park IL 12/2008 Present
North Star Investment Management Corp Highland Park IL 01/2009 Present
Newedge Securities, Inc. Highland Park IL 10/2016 Present
  • 01/2009 → 10/2016
    North Star Investment Services, Inc.
    Chicago, IL
  • 12/2008 → Present
    North Star Benefits Llc
    Highland Park, IL
  • 01/2009 → Present
    North Star Investment Management Corp
    Highland Park, IL
  • 10/2016 → Present
    Newedge Securities, Inc.
    Highland Park, IL
Previous Registrations
  • 2004-03-19 → 2009-01-16
    Prp Advisors Llc
    Northbrook, IL
Other Businesses

1)NORTH STAR BENEFITS LLC~NON INVESTMENT RELATED~3325 SKOKIE VALLEY RD, #221, HIGHLAND PARK, IL 60035~INSURANCE & BENEFIT PLANNING~PRESIDENT~DECEMBER 2008~120HRS PER MONTH~100HRS PER MONTH DURING MARKET~INSURANCE & BENEFIT PLANNING - - - - - - - - - - - - 2)Q MAZOO, LLC~NON INVESTMENT RELATED~HIGHLAND PARK, IL 60035~HOLDING COMPANY~100% OWNER/MEMBER~OCTOBER 2008~0.1HRS PER MONTH~0HRS PER MONTH DURING MARKET~SERVES TO OWN 50% OF NORTH STAR BENEFITS, LLC - - - - - - - - - - - - 3)SNOWBALL PUBLIC RELATIONS & EVENTS, LLC~NON INVESTMENT RELATED~HIGHLAND PARK, IL 60035~PUBLIC RELATIONS~OFFICER~APRIL 1999~0.1HRS PER MONTH~0HRS PER MONTH DURING MARKET~ADMINISTRATIVE AND CLERICAL------------4) NEWEDGE SECURITIES, INC.; INVESTMENT-RELATED; 1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222; REGISTERED BROKER DEALER; REGISTERED REPRESENTATIVE; NOVEMBER 2016; 200 HOURS/MONTH; 160 HOURS/MONTH DURING TRADING HOURS; INVESTMENT SERVICES - - - - - - - - - - - - - - - 5)NORTH STAR INVESTMENT MANAGEMENT CORPORATION~INVESTMENT RELATED~HIGHLAND PARK, IL 60035~RIA~PRESIDENT~JAN 2009~160HRS PER MONTH~130HRS PER MONTH DURING MARKET~PRESIDENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-28
  • S63 Uniform Securities Agent State Law Examination
    1995-03-28
Designations
Other Names
  • Mike Mazoo

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