Steven Barry Tuttle

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → Present
  Cleveland Ymca
  North Royalton, OH
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Nashville, TN
• 11/2018 → Present
  Osaic Wealth, Inc.
  North Royalton, OH

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Charleston, SC
  North Royalton, OH
  Nashville, TN
  Gold River, CA
• 2005-05-20 → 2016-05-13
  Transamerica Financial Advisors, Llc
  North Royalton, OH
  North Royalton, OH
  San Diego, CA
• 2002-06-21 → 2005-01-03
  Vantage Financial Group, Inc.
  Cleveland, OH
• 2001-09-04 → 2003-12-31
  Walnut Street Advisers Inc
  Independence, OH

Other Businesses

1. TUTTLE INSURANCE & FINANCIAL SERVICES, 9435 LANGDON LANE, N ROYALTON, OH, SOLE PROPRIETOR, INVESTMENT RELATED-YES, 12/1993-PRESENT. 200 HRS/MO, ALL TRADING HRS, DBA NAME USED TO MARKET THE SALE OF FIXED INS & INVESTMENT PRODUCTS............. 2. THE NORTH ROYALTON YMCA POSITION: Co-Chairman of the Board NATURE: Branch of the Greater Cleveland YMCA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2001 ADDRESS: 11409 State Rd, North Royalton OH 44133, United States DESCRIPTION: Fundraising, guidance and advice 3. PARMA RIDGEWOOD YMCA POSITION: Currently C0-Chairman of the Advisory Board NATURE: Closed branch of the Greater Cleveland YMCA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2001 ADDRESS: 11409 State Rd, Norht Royalton OH 44133, United States DESCRIPTION: Fundraising, guidance and advice 4. STEVEN B TUTTLE POSITION: Contributor NATURE: I was asked to submit a story to an author who is writing a book on ultrarunning experiences. The author is including my story in her book. There are around 45 people who provided stories. I found out on April 28, 2020, that the author will be paying us each part of the royalty. The royalty will come from the author, not the publisher. My cut is 3 cents per copy. The book title is "Run to Save Your Life" by Amy Mower. The publisher is Kindle Direct Publishing. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/28/2020 ADDRESS: 9435 Langdon Ln, North Royalton OH 44133, United States DESCRIPTION: I hadalready written the story for anotheranother running page on Facebook. I cleaned the story up and when Amy Mower asked for contributors, I sent her the story about 6 months ago. I did not know she was using it until she contacted me on April 28, 2020 and didn't know she wanted to compensate any of the contributors.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-08-11