Peter Manzi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → 05/2024
  City National Bank
  New York, NY
• 02/2006 → 05/2024
  City National Securities
  New York, NY
• 05/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Melville, NY
• 06/2024 → Present
  Bank Of America, N.A.
  Melville, NY

Previous Registrations

• 2021-03-30 → 2024-06-07
  Rbc Securities, Inc
  New York, NY
  Los Angeles, CA

Other Businesses

I*2098285, Entity Type: Fiduciary, Name of OBA: P S M TTEE U/W R T M FBO J M M, Address: Bayville, New York, 11709, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 05-Nov-2024, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2088269, Entity Type: Fiduciary, Name of OBA: P S M TTEE U/W R T M FBO C A M, Address: Bayville, New York, 11709, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 06-Nov-2024, No Hours: 0.5 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-11-30
• S63 Uniform Securities Agent State Law Examination
  1995-04-27

Designations

• Certified Financial Planner

Other Names

• Peter Stephen Manzi