Best Investors Account Sign in
Inactive

David Rex Rousselot

Dwr Wealth Management, LLC

San Jose, CA

Claim This Profile
Current Employers
Dwr Wealth Management, Llc

1884 The Alameda, San Jose, CA 95126 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-05-08
CA RA APPROVED 2005-03-17
  • TX RA
    APPROVED_RES
    Since 2012-05-08
  • CA RA
    APPROVED
    Since 2005-03-17

Branch Locations

1884 The Alameda, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dwr Wealth Management, Llc San Jose CA 01/2005 Present
Other Businesses

NR ROUSSELOT & SONS, NOT INVESTMENT RELATED, APPROXIMATELY 5 HOURS PER MONTH STARTED 1/1980 17485 MONTEREY ROAD, SUITE 302 MORGAN HILL, CA 95037

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-06
S63 Uniform Securities Agent State Law Examination 1995-03-14
  • S65 Uniform Investment Adviser Law Examination
    2000-07-06
  • S63 Uniform Securities Agent State Law Examination
    1995-03-14
Designations
Other Names
  • Rex Rousselot

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
PFG ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

More in San Jose, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor