Colleen Rose Mccaffery

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Chicago, IL
• 11/2016 → 04/2022
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 04/2022 → Present
  Truist Investment Services, Inc.
  Atlanta, GA
• 04/2022 → Present
  Truist Advisory Services, Inc.
  Atlanta, GA

Previous Registrations

• 2011-01-03 → 2022-05-04
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Chicago, IL
  Charlotte, NC
  Minneapolis, MN
  Northbrook, IL
  Tarpon Springs, FL
• 2001-12-20 → 2011-01-03
  Wells Fargo Investments, Llc
  Wayzata, MN
  Chicago, IL
  Chicago, IL

Other Businesses

MOONLIGHT TEN LLC. POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2015 ADDRESS: , Big Sky MT , United States DESCRIPTION: Property Owner SPANISH SKY LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/05/2018 ADDRESS: , Big Sky MT , United States DESCRIPTION: Property Owner

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-09
• S63 Uniform Securities Agent State Law Examination
  1995-09-05

Other Names

• Colleen R Obrien
• Colleen Rose Obrien