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James Garnet Jones

Charles Schwab & Co., Inc.

Sandy Springs, GA

Mt. Pleasant, SC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-01-24
  • SC RA
    APPROVED
    Since 2022-01-24

Branch Locations

1105 Hammond Drive, Sandy Springs, GA 30328 • United States

962 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Mt. Pleasant SC 03/2014 Present
Charles Schwab Bank, Ssb Mt. Pleasant SC 04/2022 Present
Previous Registrations
  • 2022-06-17 → 2022-10-14
    Td Ameritrade, Inc.
    Mt. Pleasant, SC
    Omaha, NE
  • 2008-12-12 → 2009-09-10
    Td Ameritrade, Inc.
    Scarsdale, NY
  • 2008-12-12 → 2009-09-10
    Td Ameritrade Investment Management, Llc
    Scarsdale, NY
  • 2008-09-09 → 2008-12-05
    Harrisdirect Llc
    Arlington, VA
  • 2005-02-09 → 2006-09-26
    Td Ameritrade, Inc.
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-05
S65 Uniform Investment Adviser Law Examination 1995-08-31
S63 Uniform Securities Agent State Law Examination 1995-05-26
  • S66 Uniform Combined State Law Examination
    2014-05-05
  • S65 Uniform Investment Adviser Law Examination
    1995-08-31
  • S63 Uniform Securities Agent State Law Examination
    1995-05-26
Other Names
  • James G Jones

View on SEC IAPD

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Other Offices

HC ADVISORS LLC · SANDY SPRINGS, GA
1776 WEALTH LLC · SANDY SPRINGS, GA
OSAIC ADVISORY SERVICES, LLC · Atlanta, GA
ELEVATION POINT WEALTH PARTNERS, LLC · Atlanta, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sandy Springs, GA
FALCONS I, LLC · ATLANTA, GA
ANGEL OAK CAPITAL ADVISORS, LLC · ATLANTA, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Atlanta, GA

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