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Independent Financial Partners CRD 125112
$16.3B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2011-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Birmingham | AL | 12/2010 | 05/2019 |
| Independent Financial Partners | Birmingham | AL | 12/2010 | Present |
| Ifp Securities, Llc | Hoover | AL | 05/2019 | Present |
1. 11/23/2010 - Artist - NOT INV REL - 5% TIME SPENT - On a limited basis I produce Abstract paintings. I sell the paintings on an occasional basis. 2. 11/23/2010 - Next Level Financial LLC - INV REL - AT REPORTED LOCATION - DBA - 90% TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-14 |
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