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John Brady Stamps

Independent Financial Partners

Hoover, AL

CRD 2594334

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Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2011-01-19
  • AL RA
    APPROVED
    Since 2011-01-19

Branch Locations

Hoover, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Birmingham AL 12/2010 05/2019
Independent Financial Partners Birmingham AL 12/2010 Present
Ifp Securities, Llc Hoover AL 05/2019 Present
  • 12/2010 → 05/2019
    Lpl Financial Llc
    Birmingham, AL
  • 12/2010 → Present
    Birmingham, AL
  • 05/2019 → Present
    Ifp Securities, Llc
    Hoover, AL
Previous Registrations
  • 1998-10-06 → 2010-12-21
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
Other Businesses

1. 11/23/2010 - Artist - NOT INV REL - 5% TIME SPENT - On a limited basis I produce Abstract paintings. I sell the paintings on an occasional basis. 2. 11/23/2010 - Next Level Financial LLC - INV REL - AT REPORTED LOCATION - DBA - 90% TIME SPENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-10
S63 Uniform Securities Agent State Law Examination 1995-03-14
  • S65 Uniform Investment Adviser Law Examination
    1998-08-10
  • S63 Uniform Securities Agent State Law Examination
    1995-03-14

View on SEC IAPD

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