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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-10-20
  • IL RA
    APPROVED
    Since 2021-10-20

Branch Locations

Plainfield, IL • United States

3180 W Theodore St Suite 101B-1, Joliet, IL 60435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Joliet IL 07/2019 Present
Primerica Finanical Services Joliet IL 10/2018 Present
Exelon Nuclear Security Braidwood IL 06/2010 02/2022
H&R Block Plainfield IL 12/2016 12/2021
Uber Chicago IL 04/2016 04/2017
Plainfield Emergency Management Association Plainfield IL 02/2018 05/2019
Amazon Warehouse Joliet IL 12/2017 12/2017
Constellation Braidwood IL 02/2022 05/2025
  • 07/2019 → Present
    Joliet, IL
  • 10/2018 → Present
    Primerica Finanical Services
    Joliet, IL
  • 06/2010 → 02/2022
    Exelon Nuclear Security
    Braidwood, IL
  • 12/2016 → 12/2021
    H&R Block
    Plainfield, IL
  • 04/2016 → 04/2017
    Uber
    Chicago, IL
  • 02/2018 → 05/2019
    Plainfield Emergency Management Association
    Plainfield, IL
  • 12/2017 → 12/2017
    Amazon Warehouse
    Joliet, IL
  • 02/2022 → 05/2025
    Constellation
    Braidwood, IL
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Keven J. Ketter Tax Services, Not investment related, Plainfield, IL 60586, Nature of Business: Tax Preparation, Owner, 12/2021 to Present, 160 hours committed per month (0 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-09
S63 Uniform Securities Agent State Law Examination 2019-08-27
  • S65 Uniform Investment Adviser Law Examination
    2021-10-09
  • S63 Uniform Securities Agent State Law Examination
    2019-08-27

View on SEC IAPD

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