Dwane Joseph Bacak

Employer firm

Oak Harvest Investment Services CRD 173293

$1.14B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2023 → Present
  Oak Harvest Investment Services
  Houston, TX
• 09/2023 → Present
  Oak Harvest Investment Services
  Houston, TX
• 01/1995 → 07/2022
  Invesco
  Atlanta, GA
• 07/2022 → 09/2023
  N/A
  N/A, XX

Other Businesses

Dwane Joseph Bacak is the Chief Financial Officer at Cement Crafters LLC; Is the business investment related: No; Location of the business: 5308 Broadwood Ave Peachtree Corners GA 30092; Responsibilities Duties: Dwane will primarily be giving advice to a furniture manufacturing company that his wife and son are starting; Start date with business: 2024-03-23; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 0.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-02-03

Designations

• Chartered Financial Analyst