Joseph James Massaro

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → Present
  Money Concepts
  Bloomfield, CT
• 02/1995 → Present
  Money Concepts Capital Corp
  Bloomfield, CT

Other Businesses

1.DISABILITY INSURANCE LLC, DISABILITY INSURANCE, AGENT OR REPRESENTATIVE, INSURNACE AGENT, 1-20% CONDUCTING THIS ACTIVITY, 4 HRS. MO DURING SECURITIES TRADING. 2. MASSARO WEALTH MANAGEMENT,LLC, INVESTMENT ADVISER, INVESTMENT-RELATED, EMPLOYEE, OWNER OR SHAREHOLDER, WEALTH MANAGER, 164 HRS. MO., ALL DURING SECEURITES TRADING. 3. 75 Garden Street Wethersfield LLC, 75 Garden Street Wethersfield CT 06109. Officer/Owner, LLC that is the owner of the business building for Massaro Wealth Management LLC. Non-investment related, 1-20% time spent on activity during non-securities hrs. 4. Portfolio Management Team, Participate in supporting portfolio analysis, discussing updates and changes to portfolio. Investment related, 1-10% time spent on activity during securities hrs. 5. MassaroVT, LLC, since 6/10/2024, 972 7A, Shaftsbury, VT, 05262. Commercial Property Management, Owner, investment related, 1-10% time spent on activity during non-securities hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-26
• S63 Uniform Securities Agent State Law Examination
  1995-04-19

Designations

• Certified Financial Planner