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Shannon William Harrington

Tiaa-Cref Individual & Institutional Services, LLC

Little Rock, AR

Little Rock, AR

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-21
AR RA APPROVED 2014-08-06
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • AR RA
    APPROVED
    Since 2014-08-06

Branch Locations

10825 Financial Centre Parkway Suite 105, Little Rock, AR 72211 • United States

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Little Rock AR 07/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Little Rock AR 07/2014 Present
Previous Registrations
  • 2001-06-26 → 2002-05-31
    A. G. Edwards & Sons, Inc.
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-01
S63 Uniform Securities Agent State Law Examination 1996-01-17
  • S66 Uniform Combined State Law Examination
    2001-06-01
  • S63 Uniform Securities Agent State Law Examination
    1996-01-17

View on SEC IAPD

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Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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