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Charles Eustis Bohlen

Sfe Investment Counsel Inc.

Los Angeles, CA

CRD 2593273

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Employer firm

Sfe Investment Counsel Inc. CRD 145530

$748M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Sfe Investment Counsel Inc.

801 S. Figueroa Street Suite 610, Los Angeles, CA 90017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-11-30
  • CA RA
    APPROVED
    Since 2007-11-30

Branch Locations

801 South Figueroa Street, Suite 610, Los Angeles, CA 90017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sfe Investment Counsel Inc. Los Angeles CA 11/2007 Present
Previous Registrations
  • 1997-07-08 → 2008-11-05
    Stern Fisher Edwards Inc
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-11-01
S65 Uniform Investment Adviser Law Examination 1995-02-16
  • S63 Uniform Securities Agent State Law Examination
    2001-11-01
  • S65 Uniform Investment Adviser Law Examination
    1995-02-16
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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