Darren Andrew Wald

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-06-25
IL	RA	APPROVED	2026-06-23
GA	RA	APPROVED	2026-06-22
OK	RA	APPROVED	2026-06-22
PA	RA	APPROVED	2026-06-22
TX	RA	APPROVED_RES	2026-06-22
VA	RA	APPROVED	2026-06-22
WY	RA	APPROVED	2026-06-19
CO	RA	APPROVED	2026-06-18
CT	RA	APPROVED	2026-06-18
FL	RA	APPROVED	2026-06-18
NJ	RA	APPROVED	2026-06-18
NY	RA	APPROVED	2026-06-18
NC	RA	APPROVED	2026-06-18
CA	RA	APPROVED	2026-06-17
DE	RA	APPROVED	2026-06-17
KS	RA	APPROVED	2026-06-17
LA	RA	APPROVED	2026-06-17
MN	RA	APPROVED	2026-06-17
NV	RA	APPROVED	2026-06-17
VT	RA	APPROVED	2026-06-17

AZ RA
APPROVED

Since 2026-06-25
IL RA
APPROVED

Since 2026-06-23
GA RA
APPROVED

Since 2026-06-22
OK RA
APPROVED

Since 2026-06-22
PA RA
APPROVED

Since 2026-06-22
TX RA
APPROVED_RES

Since 2026-06-22
VA RA
APPROVED

Since 2026-06-22
WY RA
APPROVED

Since 2026-06-19
CO RA
APPROVED

Since 2026-06-18
CT RA
APPROVED

Since 2026-06-18
FL RA
APPROVED

Since 2026-06-18
NJ RA
APPROVED

Since 2026-06-18
NY RA
APPROVED

Since 2026-06-18
NC RA
APPROVED

Since 2026-06-18
CA RA
APPROVED

Since 2026-06-17
DE RA
APPROVED

Since 2026-06-17
KS RA
APPROVED

Since 2026-06-17
LA RA
APPROVED

Since 2026-06-17
MN RA
APPROVED

Since 2026-06-17
NV RA
APPROVED

Since 2026-06-17
VT RA
APPROVED

Since 2026-06-17

Branch Locations

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

11755 Wilshire Blvd, Los Angeles, CA 90025 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-06-17

CA RA
APPROVED

Since 2026-06-17

Branch Locations

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

11755 Wilshire Blvd, Los Angeles, CA 90025 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Santa Monica	CA	06/2009	06/2026
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	06/2026
Citizens Bank	Los Angeles	CA	06/2026	Present
Citizens Securities, Inc.	Los Angeles	CA	06/2026	Present
Citizens Private Wealth	Los Angeles	CA	06/2026	Present

06/2009 → 06/2026

Morgan Stanley Smith Barney

Santa Monica, CA
01/2015 → 06/2026

Morgan Stanley Private Bank, National Association

New York, NY
06/2026 → Present

Citizens Bank

Los Angeles, CA
06/2026 → Present

Citizens Securities, Inc.

Los Angeles, CA
06/2026 → Present

Citizens Private Wealth

Los Angeles, CA

Previous Registrations

2009-06-01 → 2026-06-18

Morgan Stanley

Santa Monica, CA
2007-06-04 → 2009-06-01

Morgan Stanley & Co. Llc

Santa Monica, CA
2002-05-28 → 2007-06-15

Rbc Capital Markets, Llc

Pasadena, CA

Other Businesses

Pali Riptide; Investment related No; Local Baseball League; President; During business hours: 0; After business hours: 0; Start date: 08/2018. Rental Property; Owner; Real Estate; During business hours: 0; After business hours: 1; Start date: 03/2026.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-09-11
S63	Uniform Securities Agent State Law Examination	1995-03-28

S65 Uniform Investment Adviser Law Examination

1995-09-11
S63 Uniform Securities Agent State Law Examination

1995-03-28

View on SEC IAPD