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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2025-03-20 |
| AZ | RA | APPROVED | 2019-09-20 |
Branch Locations
17767 N Scottsdale Road Suite 310, Scottsdale, AZ 85254 • United States
1743 Sidewinder Dr. 1St Floor, Park City, UT 84060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 10/2008 | 09/2019 |
| Bank Of America, Na | Scottsdale | AZ | 12/2009 | 09/2019 |
| Msec, Llc | Scottsdale | AZ | 09/2019 | 11/2023 |
| Mariner Wealth Advisors | Scottsdale | AZ | 09/2019 | Present |
I*40284,SCOTTSDALE, AZ; INVESTMENT RELATED; OWNER - BUY, FIX AND SELL HOMES; START DATE: 3/15/2011; 10 HOUR(S) ANNUALLY AND 0 DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-02 |
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