Kenneth Carter

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  New City, NY
• 11/2016 → 06/2022
  Wells Fargo Clearing Services, Llc
  New City, NY
• 06/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  New City, NY

Previous Registrations

• 2012-05-07 → 2022-06-17
  Wells Fargo Clearing Services, Llc
  New City, NY
  New City, NY

Other Businesses

GUTTMAN CARTER ONE LLC DBA EUROPEAN WAX CENTER, NOT INV RELATED, STAMFORD, CT, 75% OWNERSHIP, START 9/2/2014, 1 HOUR PER MONTH, .5 HOURS DURING TRADING, RETAIL PERSONAL CARE SERVICES. | GUTTMAN CARTER TWO LLC DBA EUROPEAN WAX CENTER, NOT INV RELATED, STAMFORD, CT, 75% OWNERSHIP, START 10/10/2014, 1 HOUR PER MONTH, .5 HOURS DURING TRADING, RETAIL PERSONAL CARE SERVICES. | GUTTMAN CARTER THREE LLC DBA EUROPEAN WAX CENTER, NOT INV RELATED, STAMFORD, CT, 75% OWNERSHIP, START 10/10/2014, 1 HOUR PER MONTH, .5 HOURS DURING TRADING, RETAIL PERSONAL CARE SERVICES. | 568 BLOOMFIELD AVENUE LLC, INV RELATED, SUFFERN, NY, 100% OWNERSHIP WITH SPOUSE, START 10/26/2017, 2 HOURS PER MONTH, 1 HOUR DURING TRADING, HOLDS RENTAL PROPERTY.| COMMERCIAL RENTAL PROPERTY, INV RELATED, MONTCLAIR, NJ, 100% OWNERSHIP WITH SPOUSE, START 2/10/2020, 2 HOURS PER MONTH, 1 HOUR DURING TRADING,| CARTER WEALTH MANAGEMENT INC., INV RELATED, BOYNTON BEACH, FL; 100% OWNERSHIP, START 4/25/2025, 5 HOURS PER MONTH, 5 HOURS DURING TRADING, FINET PRACTICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-30
• S63 Uniform Securities Agent State Law Examination
  1995-04-21

Other Names

• Kenneth W Carter