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Theodore Spencer Rich

Rivertree Advisors, LLC

Winter Park, FL

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Current Employers
Rivertree Advisors, Llc

941 West Morse Boulevard Suite 100, Winter Park, FL 32789-3781 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-20
FL RA APPROVED 2013-09-19
CO RA APPROVED 2013-08-05
  • TX RA
    APPROVED_RES
    Since 2024-11-20
  • FL RA
    APPROVED
    Since 2013-09-19
  • CO RA
    APPROVED
    Since 2013-08-05

Branch Locations

941 West Morse Boulevard Suite 100, Winter Park, FL 32789-3781 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rivertree Advisors, Llc Orlando FL 07/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-04
S63 Uniform Securities Agent State Law Examination 1995-09-18
  • S65 Uniform Investment Adviser Law Examination
    1998-08-04
  • S63 Uniform Securities Agent State Law Examination
    1995-09-18
Other Names
  • Ted Rich

View on SEC IAPD

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