Michael Patrick Kennedy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1999 → Present
  Life Investors
  Cedar Rapids, IA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Cedar Rapids, IA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Jersey City, NJ
• 11/2023 → Present
  Osaic Wealth, Inc.
  Atlanta, GA

Previous Registrations

• 2022-07-01 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
• 2018-11-02 → 2022-07-27
  Osaic Wealth, Inc.
  Scottsdale, AZ
  Cedar Rapids, IA
  Boston, MA
• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Boston, MA
• 1999-10-29 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Fort Dodge, IA
  Cedar Rapids, IA
  Cedar Rapids, IA
  Cedar Rapids, IA
  Cedar Rapids, IA

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-03-29

Other Names

• Mike Kennedy