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Global View Capital Management LLC CRD 158292
$775M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2014-01-02 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
13500 W. Capitol Drive Suite 102, Brookfield, WI 53005 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global View Capital Insurance Services, Llc | Waukesha | WI | 11/2010 | Present |
| Global View Capital Management, Llc | Waukesha | WI | 01/2014 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2014 | 05/2025 |
| Mcdermott Investment Services, Llc | Bethlehem | PA | 05/2025 | Present |
1)GLOBAL VIEW CAPITAL MANAGEMENT, LLC / YES-INVESTMENT RELATED / 13500 W. CAPITOL DRIVE, SUITE 102, BROOKFIELD, WI 53005 / INVESTMENT ADVISER REPRESENTATIVE / STARTED: 01-01-2014 / APPROX 120 OF HOURS PER MONTH / APPROX 100-120 HOURS PER MONTH DURING SECURITIES TRADING HOURS / MARKETING, EDUCATION AND SALES OF ADVISORY PRODUCTS/SERVICES, DEVELOP CLIENT RELATIONSHIPS WITH 3RD PARTY MANAGEMENT FIRMS AND MAINTAIN THOSE RELATIONSHIPS THOUGH SERVICING A CLIENT BASE AND IN ADDITION, ALSO PERFORMS SUPERVISOR AND ADMINISTRATIVE DUTIES AS ASSIGNED AND DELEGATED BY THE GVCM CHIEF COMPLIANCE OFFICER. 2) GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC / NOT INVESTMENT RELATED / HEADQUARTERED AT: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188 AND WORKING FROM: 13500 W. CAPITOL DRIVE, SUITE 102, ROOKFIELD, WI 53005 / NATURE OF THE BUSINESS: INSURANCE AGENCY / POSITION: INSURANCE AGENT / START DATE: NOVEMBER 2010 / APPROX # OF HOURS PER MONTH: 20/ APPROX # OF HOURS PER MONTH DURING SECURITIES TRADING HOURS: 15/ DUTIES: SELL LIFE, LONG-TERM CARE, DISABILITY INSURANCE AND FIXED ANNUITIES. 3) Global View Capital Advisors, LLC-Investment related-N14W23833 Stone Ridge Drive, Suite 300, Waukesha, WI 53188-Marketing Firm for Advisory & Insurance Services-Independent Contractor-5/17/2013-140 hrs/mth-120 during trading hrs-Marketing, education sales of GVCM Advisory Services and GVCI Insurance Services. 4) Rental Property; Not Investment Related; 513009 Shifflet Road, Lot 84, Spring Green WI 53588; Rental Property/Landlord; 2/28/2022; 1 hr/mo; 1 hr during trading; I will be renting out a new investment property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-23 |
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