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Employer firm

Global View Capital Management LLC CRD 158292

$775M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SUB-ADVISER TO OTHER ADVISERS & ADVICE TO PARTICIPANTS OF 401(K), 403B, 457 AND SIMPLE RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

Current Employers
Global View Capital Management Llc

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2014-01-02
  • WI RA
    APPROVED
    Since 2014-01-02

Branch Locations

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

13500 W. Capitol Drive Suite 102, Brookfield, WI 53005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Global View Capital Insurance Services, Llc Waukesha WI 11/2010 Present
Global View Capital Management, Llc Waukesha WI 01/2014 Present
Purshe Kaplan Sterling Investments Albany NY 01/2014 05/2025
Mcdermott Investment Services, Llc Bethlehem PA 05/2025 Present
  • 11/2010 → Present
    Global View Capital Insurance Services, Llc
    Waukesha, WI
  • 01/2014 → Present
    Waukesha, WI
  • 01/2014 → 05/2025
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 05/2025 → Present
    Mcdermott Investment Services, Llc
    Bethlehem, PA
Previous Registrations
  • 2010-11-05 → 2013-12-31
    Mequon, WI
    Mequon, WI
    Atlanta, GA
  • 2007-01-04 → 2010-11-03
    Investment Advisors International, Inc.
    Wauwatosa, WI
    Mequon, WI
Other Businesses

1)GLOBAL VIEW CAPITAL MANAGEMENT, LLC / YES-INVESTMENT RELATED / 13500 W. CAPITOL DRIVE, SUITE 102, BROOKFIELD, WI 53005 / INVESTMENT ADVISER REPRESENTATIVE / STARTED: 01-01-2014 / APPROX 120 OF HOURS PER MONTH / APPROX 100-120 HOURS PER MONTH DURING SECURITIES TRADING HOURS / MARKETING, EDUCATION AND SALES OF ADVISORY PRODUCTS/SERVICES, DEVELOP CLIENT RELATIONSHIPS WITH 3RD PARTY MANAGEMENT FIRMS AND MAINTAIN THOSE RELATIONSHIPS THOUGH SERVICING A CLIENT BASE AND IN ADDITION, ALSO PERFORMS SUPERVISOR AND ADMINISTRATIVE DUTIES AS ASSIGNED AND DELEGATED BY THE GVCM CHIEF COMPLIANCE OFFICER. 2) GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC / NOT INVESTMENT RELATED / HEADQUARTERED AT: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188 AND WORKING FROM: 13500 W. CAPITOL DRIVE, SUITE 102, ROOKFIELD, WI 53005 / NATURE OF THE BUSINESS: INSURANCE AGENCY / POSITION: INSURANCE AGENT / START DATE: NOVEMBER 2010 / APPROX # OF HOURS PER MONTH: 20/ APPROX # OF HOURS PER MONTH DURING SECURITIES TRADING HOURS: 15/ DUTIES: SELL LIFE, LONG-TERM CARE, DISABILITY INSURANCE AND FIXED ANNUITIES. 3) Global View Capital Advisors, LLC-Investment related-N14W23833 Stone Ridge Drive, Suite 300, Waukesha, WI 53188-Marketing Firm for Advisory & Insurance Services-Independent Contractor-5/17/2013-140 hrs/mth-120 during trading hrs-Marketing, education sales of GVCM Advisory Services and GVCI Insurance Services. 4) Rental Property; Not Investment Related; 513009 Shifflet Road, Lot 84, Spring Green WI 53588; Rental Property/Landlord; 2/28/2022; 1 hr/mo; 1 hr during trading; I will be renting out a new investment property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-01
S63 Uniform Securities Agent State Law Examination 1995-03-23
  • S65 Uniform Investment Adviser Law Examination
    2006-11-01
  • S63 Uniform Securities Agent State Law Examination
    1995-03-23
Other Names
  • Darren Mueller

View on SEC IAPD

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