Scott Douglas Clarke

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-06-01

TX RA
APPROVED

Since 2017-06-01

Branch Locations

Colleyville, TX • United States

4008 Gateway Dr. Suite 120, Colleyville, TX 76034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dba Scott Clarke Private Wealth Management	Colleyville	TX	04/2004	Present
Scott Clarke Divorce Financial Services	Colleyville	TX	04/2004	Present
Wilbanks Securities, Inc.	Oklahoma City	OK	08/2016	06/2017
Cambridge Investment Research, Inc.	Fairfield	IA	06/2017	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	06/2017	Present

04/2004 → Present

Dba Scott Clarke Private Wealth Management

Colleyville, TX
04/2004 → Present

Scott Clarke Divorce Financial Services

Colleyville, TX
08/2016 → 06/2017

Wilbanks Securities, Inc.

Oklahoma City, OK
06/2017 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
06/2017 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2016-08-12 → 2017-06-19

Wilbanks Securities Advisory

Colleyville, TX

Oklahoma City, OK
2010-10-05 → 2016-08-04

First Independent Advisory Services, Inc.

Colleyville, TX
2005-04-05 → 2010-07-06

Next Financial Group, Inc.

Colleyville, TX
1995-03-20 → 2005-03-25

Ameriprise Financial Services, Llc

Hurst, TX

Other Businesses

1.SCOTT CLARKE PRIVATE WEALTH MANAGEMENT, 4008 GATEWAY, STE 100, COLLEYVILLE, TX, 3/1995 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/WK - 1/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. SCOTT CLARKE DIVORCE FINANCIAL SERVICES, 4008 Gateway, Suite 100, Colleyville TX 76034, 04/01/2004, Owner, Divorce Planning Services, NIR, 5 HR/MO - 5 HR/MO TRADING 4. SUMMIT PRIVATE WEALTH MANAGEMENT, 4008 Gateway, Suite 100, Colleyville, TX 76034, 07/2021, Owner, DBA / Trade Name Used for Business Activities, NIR, 40 HR/MO - 40 HR/MO TRADING

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-03-17

S63 Uniform Securities Agent State Law Examination

1995-03-17

Designations

Chartered Financial Consultant

View on SEC IAPD