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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-01
  • TX RA
    APPROVED
    Since 2022-08-01

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

One Post Office Square, Boston, MA 02109 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Weymouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 02/2007 Present
Other Businesses

LOBSTER SHANTY / RESTAURANT / 25 FRONT STREET SALEM, MA 01970 / SERVER / START DATE 04/01/2012 / 25 HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-06
S63 Uniform Securities Agent State Law Examination 2005-12-21
  • S66 Uniform Combined State Law Examination
    2007-10-06
  • S63 Uniform Securities Agent State Law Examination
    2005-12-21
Designations
Other Names
  • Nicole Johnson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boston, MA

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