Robert A Gardner

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-07-01

TX RA
APPROVED

Since 2014-07-01

Branch Locations

825 Town And Country Ln Ste 300, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Houston	TX	07/2014	11/2016
Wells Fargo Clearing Services, Llc	Houston	TX	11/2016	Present

07/2014 → 11/2016

Wells Fargo Advisors, Llc

Houston, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Houston, TX

Previous Registrations

1995-05-08 → 2014-07-09

Ubs Financial Services Inc.

Houston, TX

Houston, TX

Other Businesses

CO-INDEPENDENT EXECUTOR, INV RELATED, HOUSTON, TX, START: 10/18/2021, 1 HR/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, HOUSTON, TX, START: 10/18/2021, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-05-12
S63	Uniform Securities Agent State Law Examination	1995-05-05

S65 Uniform Investment Adviser Law Examination

1995-05-12
S63 Uniform Securities Agent State Law Examination

1995-05-05

Designations

Other Names

Bob Gardner
Robert Allen Gardner
Robert Allen Gardner

View on SEC IAPD