Robert A Gardner

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-07-01

TX RA
APPROVED

Since 2014-07-01

Branch Locations

825 Town And Country Ln Ste 300, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Houston	TX	07/2014	11/2016
Wells Fargo Clearing Services, Llc	Houston	TX	11/2016	Present

07/2014 → 11/2016

Wells Fargo Advisors, Llc

Houston, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Houston, TX

Previous Registrations

1995-05-08 → 2014-07-09

Ubs Financial Services Inc.

Houston, TX

Houston, TX

Other Businesses

CO-INDEPENDENT EXECUTOR, INV RELATED, HOUSTON, TX, START: 10/18/2021, 1 HR/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, HOUSTON, TX, START: 10/18/2021, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-05-12
S63	Uniform Securities Agent State Law Examination	1995-05-05

S65 Uniform Investment Adviser Law Examination

1995-05-12
S63 Uniform Securities Agent State Law Examination

1995-05-05

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Bob Gardner
Robert Allen Gardner
Robert Allen Gardner

View on SEC IAPD