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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-13
CA RA APPROVED 2016-04-29
  • TX RA
    APPROVED_RES
    Since 2016-05-13
  • CA RA
    APPROVED
    Since 2016-04-29

Branch Locations

69 State St, Albany, NY 12207 • United States

16830 Ventura Blvd, Encino, CA 91436 • United States

Tarzana, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 04/2016 Present
Previous Registrations
Other Businesses

I*1557306 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Encino, California, 91316, United States Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 10/30/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,. I*1519277, Entity Type: Entity For Profit, Name of OBA: Holy Martyrs Ferrahian Armenian School, Address: Encino, California 91316, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 10/10/2023, No Hours: 2, No Hours during trading: 1, Duties: Grade school soccer coach

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-14
S63 Uniform Securities Agent State Law Examination 1997-11-24
  • S66 Uniform Combined State Law Examination
    2002-08-14
  • S63 Uniform Securities Agent State Law Examination
    1997-11-24

View on SEC IAPD

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