Esther Yao

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 08/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2024 → 07/2025
  Unemployed
  Highlands Ranch, CO
• 01/2015 → 08/2017
  Morgan Stanley
  Greenwood Village, CO
• 08/2017 → 10/2020
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 11/2020 → 10/2024
  Nuveen Securities, Llc
  Denver, CO
• 11/2020 → 10/2024
  Nuveen Asset Management, Llc
  Chicago, IL
• 08/2025 → Present
  Wealth Enhancement Group
  Highlands Ranch, CO
• 08/2025 → Present
  Wealth Enhancement Advisory Services
  Highlands Ranch, CO

Previous Registrations

• 2020-12-17 → 2024-10-02
  Nuveen Asset Management, Llc
  Chicago, IL
• 2017-09-15 → 2020-11-20
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 2015-03-26 → 2017-08-21
  Morgan Stanley
  Greenwood Village, CO

Exams

• S66 Uniform Combined State Law Examination
  2015-03-26
• S63 Uniform Securities Agent State Law Examination
  1995-05-19

Other Names

• Esther Yao
• Esther Yao
• Esther Yao Murphy