Alan Marc Ginsberg

Current Employers

Employment History

• 02/1995 → 09/2016
  Wall Street Financial Group, Inc.
  Fairport, NY
• 09/2016 → 06/2024
  Securities America, Inc.
  Penfield, NY
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  Penfield, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Penfield, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Penfield, NY

Previous Registrations

• 2016-09-23 → 2024-06-14
  Securities America Advisors, Inc.
  Penfield, NY
• 2004-08-11 → 2016-09-23
  Wall Street Financial Group, Inc.
  Rochester, NY
  Penfield, NY
  Webster, NY
  Victor, NY
  Webster, NY

Other Businesses

1. SECURITY MUTUAL LIFE OF NEW YORK POSITION: General Agent - Rochester NATURE: General Agent for Security Mutual Life of New York - Rochester NY OFFICE INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2014 ADDRESS: 100 Court ST., suite 4, Binghamton NY 13902, United States DESCRIPTION: General Agent - Sales and Service Life Insurance products. Work With Agents on Whole Life, Universal Life and Fixed Annuities Career agent with Security Mutual Life since 04/1985 2. KAFL POSITION: Sales Broker NATURE: Life Insurance Broker - Non Security Mutual Life Insurance Products. Fixed Annuities, Term Life Products and Guaranteed UL Products INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/1990 ADDRESS: 800 Linden Ave, Rochester NY 14625, United States DESCRIPTION: Outside Insurance Broker I use for Non compatible Products with Security Mutual Life. Look for Better Pricing on term and Fixed annuities 3. A.M.GINSBERG ADVISORY GROUP LLC POSITION: Owner NATURE: Securities America Advisors - Position: IAR - Nature: Investment Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 09/01/2016 ADDRESS: 421 Penbrooke Drive, Suite 4, Penfield NY 14526 DESCRIPTION: Financial Sales and Service to Individual. Portfolio design. Fee Based and Commission based. 4. SOCIETY OF FINANCIAL SERVICE PROFESSIONALS POSITION: Membership NATURE: Member. Rochester NY INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/08/2018 ADDRESS: 10 East Athens Ave, Ste. 224, Ardmore PA 19003 DESCRIPTION: Attending webinars and zooms. 5. TEMPLE BETH EL MENS CLUB POSITION: VP General Meeting NATURE: temple beth el mens club - Mens Group that Serves The temple for social activities and charitable Giving causes. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2022 ADDRESS: 139 Winton Rd, Rochester NY 14610 DESCRIPTION: Programming events and Sunday breakfast meetings. 6. TEMPLE BETH EL MENS CLUB POSITION: General Member NATURE: temple beth el mens club - Men's Group that Serves The temple for social activities and charitable Giving causes. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2022 ADDRESS: 139 Winton Rd, Rochester NY 14610 DESCRIPTION: No Longer involved in Board Activities 7. JEWISH FEDERATION OF GREATER ROCHESTER POSITION: Committee Member estate planning and charitable giving NATURE: Religious Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 255 East Ave, Rochester NY 14604, United States DESCRIPTION: Committee Member for estate planning and Charitable giving. Help with Planning for annual Guest speaker. 8. A.M. GINSBERG ADVISORY GROUP POSITION: Owner/ General Agent NATURE: General Agent for Security Mutual Life Ins co of NEW YORK Life Insurance and Fixed Annuity Sales and Service. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 36 START DATE: 04/15/1985 ADDRESS: 421 Penbrooke drive, suite 4, Penfield NY 14526, United States DESCRIPTION: Sales and Service of Life Insurance and Fixed Annuities. General Agent for Security Mutual Life Ins co of NY - Rochester Office 9. SOCIETY OF FINANCIAL SERVICE PROFESSIONALS POSITION: Membership NATURE: Professional Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/08/2018 ADDRESS: 1000 Wilson Blvd, Ste. 1890, Arlington VA 22209, United States DESCRIPTION: Attending webinars and zooms.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-10
• S63 Uniform Securities Agent State Law Examination
  1995-04-17

Designations

Other Names

• Alan Ginsberg