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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
FL RA APPROVED 2021-02-12
TX RA APPROVED_RES 2019-04-18
NJ RA APPROVED 2012-05-14
  • NY RA
    APPROVED
    Since 2021-04-19
  • FL RA
    APPROVED
    Since 2021-02-12
  • TX RA
    APPROVED_RES
    Since 2019-04-18
  • NJ RA
    APPROVED
    Since 2012-05-14

Branch Locations

50 N Laura St, Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Utica NY 05/2012 Present
Bank Of America N. A Utica NY 07/2012 Present
Previous Registrations
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SENIOR CITIZENS COUNCIL OF ROME NEW YORKINVESTMENT RELATED: NOADDRESS OF BUSINESS:ROME, NY 13440NATURE OF BUSINESS: MANAGE EXECUTIVE DIRECTORS DUTIES, MONITOR WORK PERFORMANCE OF ALL EMPLOYEES.POSITION, TITLE, ASSOCIATION: PRESIDENT OF BOARD OF DIRECTORSSTART DATE OF RELATIONSHIP: 10/01/2013NUMBER OF HOURS DEVOTED: 8/MONTHNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1DUTIES: FINANCIAL OVERSIGHT IS IN REGARDS TO OVERSEE DAY TO DAY OPERATIONS AND PROVIDE ASSISTANCE IN MAINTAINING A PRODUCTIVE SENIOR CENTER EX. P/L STATEMENTS.I*80660FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: N/AINVESTMENT RELATED: YADDRESS OF BUSINESS:PONTE VEDRA BEACH, FLORIDA 32082NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/1/2014NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL PROPERTY. I*7140For profit or not for profit: Name of outside business organization: 'Beachykeen'Investment related: Address of business:Jacksonville Beach, Florida 32250Nature of business: ,Position, title, association: , Start date of relationship: 11/1/2018Number of hours devoted: 8 hour(s) Number of hours devoted during trading hours: 0Duties:I*366506For profit or not for profit: Entity CharitableName of outside business organization: Michelle Adey Memorial FundInvestment related: NAddress of business: Rome, New York, 13440, United StatesNature of business: ["Charitable Organization"]Position, title, association: ["Officer"], Start date of relationship: 6/1/2023Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 1Duties: , I have been elected and will serve as President. The Michelle Adey Fund was established to assist families whose children face serious illness. I serve as President, spokesperson, fundraiser and grant committee chair.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-07
  • S66 Uniform Combined State Law Examination
    2002-10-07
Other Names
  • Tony Recco

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